Mandatory KYC Details, etc. & SEBI Circulars
1. SEBI Circular - Mar 16, 2023 Common and simplified norms for processing investor’s service requests
2.Annexure-C-ISR5
3.ISR 5F
4.ISR 5D
5.ISR 5c
6.ISR 5E
7.. SEBI Circular - Jan 25, 2022
8.. SEBI Circular - November 03, 2021 – Common and Simplified Norms for processing Investor’s Service Request by RTAs and Norms for furnishing PAN, KYA Detail and Nomination
9..SEBI Circular – December 14, 2021 - Clarifications with respect to Circular dated November 03, 2021, on ‘Common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination’
10..Format for Investor Service Request - Form ISR-1
11..Contact Details-Registrar & Transfer Agents
12..Request for Issue Duplicate Certificate & Other Service Request related to Certificates - Form ISR-4
13..Form No. SH-13_Nomination Form
14..Form No. SH-14_Cancellation or Variation of Nomination
15..Confirmation of Signature of securities holder by the Banker - Form ISR-2
16..Declaration Form for Opting-out of Nomination- Form ISR-3
17.SEBI-Model Tripartite Agreement between the Issuer Company, Existing STA and New STA as per Reg. 7(4) of SEBI (LODR) Regulation, 2015
18.SEBI Master Circular - Online Dispute Resolution July 31, 2023
19.SEBI Master Circular - Issue and Listing of Non-convertible Securities ..... July 07, 2023
20.SEBI Circular - Redressal of Investor Grievances through SEBI SCORES - Sep 20, 2023
21.SEBI Circular - Extension of timelines for nomination, submission of PAN, Nomination and KYC details ... -September 26, 2023
22.SEBI Circular Reg - Simplified norms for processing investor’s service requests by RTAs ...... dated November 17, 2023
23.SEBI Circular dated December 27, 2023 - Extension of timeline for providing nomination
